Job Description

Job Description

Job Description

🚀  Compliance Manager Opportunity – Career Growth Awaits!⚖️💼

Are you a passionate compliance professional seeking a career where strategic leadership meets cutting-edge regulatory expertise? We’re looking for a  Compliance Manager to lead and shape the compliance program for an SEC-registered investment adviser. This is your chance to not only make an impact but also build toward a clear  path to becoming a Chief Compliance Officer (CCO)!

💰  Compensation Highlights:

✨ Competitive salary paired with a  bonus target of 25-30%🏆

✨  Carried interest on future funds for long-term financial growth 📈

✨ Robust benefits package to support your success

✨ Relocation reimbursement if needed

📋  What You’ll Do:

✔️ Oversee the compliance program, ensuring it evolves with regulatory landscapes

✔️ Manage compliance records for pre-clearance approvals, marketing reviews, and fundraising regulations 🌐

✔️ Collaborate with external advisers and internal teams to ensure adherence to SEC regulations

✔️ Prepare for SEC audits, annual compliance reviews, and monitor financial rules like AI, cybersecurity, and AML 🛡️

✔️ Work closely with Finance and Accounting teams on reporting requirements

🌟  Why This Role is a Game-Changer:

• Guided  career growth with mentorship from the General Counsel & Chief Compliance Officer
• Exposure to diverse aspects of compliance, from insider trading rules to global fundraising requirements
• Opportunity to master tools like FINRA IARD and regulatory filings like Form ADV and Form PF

✅  You’ll Thrive Here If You Have:

• 5+ years' experience in compliance or regulatory roles within the financial services sector
• Deep understanding of financial regulations, including the Advisers Act, insider trading and anti-bribery compliance
• Experience navigating SEC audits and communicating with regulators
• Familiarity with tools like  ComplySci and FINRA IARD
• Expertise in private equity, fund management, and/or real estate (preferred)

🎓  Education:

• Bachelor’s degree required; advanced certifications in regulatory compliance are a plus

✨ Ready to elevate your career and unlock growth opportunities? Take the next step toward becoming a CCO while fueling your passion for compliance and regulation.

💼  Apply Now to the Compliance Manager position!

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